Southwest Securities Client Login

Team - Southwest Investment Advisors

Southwest Securities Client Login

Posted by Bry Andy on Tuesday, 25 February, 2020 18:45:50

Welcome to the Hilltop Securities home page. Browse our site for information on wealth management, capital markets, public finance, and clearing services.

In February of 2016, the Securities and Exchange Commission (SEC) charged Southwest Securities with making misrepresentations to investors. The brokerage firm was fined $360,000 for its misconduct. According to the SEC, Southwest Securities failed to conduct proper due diligence on municipal securities that it was offering to its clients.

What is Client Access? Discover the ease and convenience of having online access to your Raymond James accounts. View the interactive demo to learn more about the features and benefits and how to navigate the system.

Southwest Securities Inc. has 150 broker-dealer and registered investment adviser clearing and custody clients. It also has 167 employee registered representatives, mostly in Texas and Oklahoma.

Our firm was born out of the fusion of two respected and successful firms with complementary business lines: First Southwest Company, a broker-dealer founded in 1946 and known for its municipal advisory practice, and Southwest Securities Inc., a full-service broker dealer since 1972.

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